Disclosures

We offer both Investment Advisory and Distribution (Wealth Management) services. These two functions are completely segregated at the client level, in accordance with SEBI regulations.

 

• Clients availing Investment Advisory services are charged fees and do not receive any product distribution or commission-based services.
• Clients availing Wealth Management / Distribution services may invest through us, where we may receive commissions from product manufacturers or referral fee from distributors.
  All commissions and compensation details are disclosed to clients prior to engagement.
• For assets under pre-existing distribution arrangements prior to March 31, 2021, The Company may continue to receive commission/brokerage/referral fees as long as the client has investments in such assets.
• The table below details the commissions’ structure. This disclosure is made on a best efforts basis and the rates are updated periodically. Pursuant to SEBI circular: SEBI/IMD/CIR No.4/ 168230/09, the details of the commissions that may be earned by The Company from various mutual funds / Asset Management Companies have been detailed here. There may be other services/products that The Company also offers which may not be listed here, for which clients are requested to contact us for details.

The following details, along with the linked documents and pages, provide basic and essential information about the Investment Advisor and its investment advisory services, to help clients and prospective clients make an informed decision about availing such services.

Details about the Investment Adviser

Information as required by Regulation 18(1)
Dhanayush Capital Services Private Limited is a SEBI registered Non-Individual investment adviser (IA) vide SEBI Regn. No. INA000021021 dated 18-Sep-2025, pursuant to which it is authorised to provide financial planning and investment advisory services.

Business activities and services

Information as required by Regulation 18(1)
The Investment Advisory Division of Dhanayush Capital Services Private Limited focuses on providing structured, goal-oriented financial advice to individuals and families, guided by fiduciary responsibility and regulatory compliance.

SEBI Registration:

We are registered with Securities and Exchange Board of India (SEBI) as an Investment Adviser and guided by its regulatory compliance mandates.

Name of the Investment Adviser: Dhanayush Capital Services Private Limited
Type: Non-Individual
SEBI Registration No. INA000021021
Validity: 18-Sep-2025 – Perpetual

IAASB – BSE Enlistment:

We are also enlisted with BSE, which is the current Investment Adviser Administration and Supervisory Body (IAASB), appointed by SEBI, and accordingly guided by its regulatory compliance mandates.
BSE Enlistment No. 2344

Our Contact Details:

Principal Officer: Kiran Parag Telang
Email: kiran@dhanayushcapital.com
Mobile: +91 9821543385

Compliance Officer: Parag Anil Telang
Email: compliance@dhanayushcapital.com
Mobile: +91 9821619410

Registered Office / Correspondence Office: 63A Proctor Road, Sunder Sadan, 3rd Floor, Mumbai, Maharashtra – 400004
Place of Business: 611 Raheja Centre, Free Press Journal Marg, Nariman Point, Mumbai-400021
Website: https://www.dhanayushcapital.com/
Social Media: https://www.linkedin.com/company/dhanayush-capital-services-private-limited/

SEBI Contact Details:

SEBI regional / local office address: Plot No.C4-A , G Block, Bandra-Kurla Complex, Bandra East, Mumbai – 400051
Ph: 022 – 26449000 / 40459000
Email: sebi@sebi.gov.in
Website: www.sebi.gov.in

Disciplinary History

Information as required by Regulation 18(1)
No action has been taken against the IA by any regulator.

Terms and conditions on which advisory services are offered

Information as required by Regulation 18(1)
The ‘Investment Advisory Agreement’ will be duly signed and executed with the client, outlining the agreement (terms and conditions) between IA and its client, including the investment advisory services provided by IA, also incorporating the terms and conditions specified by the SEBI.

Further, the Most Important Terms and Conditions (MITC) forming part of the Investment Advisory Agreement, is published here for reference and perusal.

Link to the latest MITC: Click here

Other Information

Information as required by Regulation 18(1)
Dhanayush Capital Services Private Limited is also registered with AMFI as a Mutual Fund Distributor having ARN 94353. The said distribution services are provided through Distribution Services Division – a separately identifiable department or division (SIDD).
Accordingly, the Investment advisory services are provided through Investment Advisory Division – another SIDD.

Information as required by Para 2(iii)(e) of SEBI Guidelines Circular No. SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2025/003 dated January 08, 2025
Any services or activities undertaken by the IA, in relation to any other business or service (other than investment advisory), shall be outside the regulatory purview of SEBI, and no complaints in respect thereof may be raised with SEBI.

Holdings or Positions

Information as required by Regulation 18(4)

The IA, the Principal Officer and the Persons associated with investment advice (PAIA) may have holding or position, in the financial products or securities which are subject matter of advice.

The IA, the Princiapl Officer and the PAIA for their own individual / proprietary purposes may invest / divest in various securities / investments, from time to time at their own discretion. Such proprietary investment transactions may at times be contrary to the investment advice.

Conflict of Interest

Information as required by Regulation 18(5)

The IA does not have any connection to or association with any issuer of products / securities. Accordingly, there are no actual or potential conflicts of interest. Also nothing compromises the objectivity or independence in carrying on the investment advisory services.

Dhanayush Capital Services Private Limited may offer tools and utilities as part of their website, services like investment advisory, distribution, and other services, through SIDD, each duly regulated and operated, as applicable, under different regulations, authorities and compliance requirements.

Accordingly, we ensure that:

1. Arms-length relationship is maintained with IA services.
2. Clear segregation is maintained with IA services, in the manner prescribed under IA Regulations.
3. Any conflict of interest of IA services with other activities, are disclosed to you.

We ensure that, directly or through our group, we shall not provide distribution services to you, during the validity of the Agreement. In case you are receiving distribution services from us, directly or through our group, we shall not provide investment advisory services to you.

Products features

Information as required by Regulation 18(6) and 18(7)

The Client is requested to go through the key features of the products or securities, particularly track record, and warnings, disclaimers and other relevant information before investing, as and when advised by the IA.

Such details about the products or securities may also be available on www.sebi.gov.in or www.nseindia.com or www.bseindia.com.

Non-SEBI Products or Services

Information as required by Regulation 18(8)

In case of advisory services in respect of products or services which are outside the purview of SEBI — such products or services and related advisory services in respect of such products or services shall be outside the regulatory purview of SEBI and no recourse from SEBI shall be available to such clients for any grievance arising therefrom.

Use of AI tools

Information as required by Regulation 18(9)

The Investment Adviser uses certain third-party technology tools, including generative AI-based platforms, for research support, information summarisation, drafting assistance, and idea generation.

The use of such tools is limited and assistive in nature and is subject to the following safeguards:

– AI tools are not used for automated, discretionary, or unsupervised investment decision-making.
– All investment advice is reviewed, validated, and finalised by the Investment Adviser based on professional judgment, client suitability, and regulatory requirements.
– AI tools do not directly interact with clients and do not provide advice independently.
– Client-specific advice is not generated solely by AI systems.
– Confidential client information is not knowingly uploaded to AI platforms in a manner that compromises data privacy or confidentiality.

The Investment Adviser remains fully responsible and accountable for the investment advice provided to clients, irrespective of the use of any AI or technology tools.

Grievance Redressal Mechanism

In case of any grievance / complaint against the investment adviser:

• Please contact CEO / Compliance Officer of the investment adviser:
  Compliance Officer: Parag Anil Telang, Email: compliance@dhanayushcapital.com, Mobile: +91 9821619410
  Principal Officer: Kiran Parag Telang, Email: kiran@dhanayushcapital.com, Mobile: +91 9821543385
  Registered Office / Correspondence Office: 63A Proctor Road, Sunder Sadan, 3rd Floor, Mumbai, Maharashtra – 400004
  Website: https://www.dhanayushcapital.com/

• If not satisfied with the response of the investment adviser you can lodge your grievances with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI.
  For any queries, feedback or assistance, please contact SEBI Office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.

Access the complete Grievance redressal and dispute settlement mechanism: Click here

Disclosure of Investor Complaints:

In order to further enhance transparency in grievance redressal, we disclose the details of investor complaints, as mentioned below, on a monthly basis.
Ref. In pursuance of the SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/80 Date: 2nd June 2025

Monthly update of investor complaints: Click here

Published Investor Charter:

For ease of reference, we have published a brief document, containing details of service provided to investors, their rights, dos and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof, etc.
Ref. In pursuance of the SEBI Circular No. SEBI/HO/MIRSD/MIRSD-PoD/P/CIR/2025/80 Date: 2nd June 2025

Link to our published Investor Charter: Click here

Annual Compliance Audit Status

We disclose here, the status of compliance with ‘Annual compliance audit’ requirement under Regulation 19(3) of Securities and Exchange Board of India (Investment Advisers) Regulations, 2013 for last and current financial year, along with the ‘Compliance Audit Report’.

Ref. In pursuance of the SEBI Circular no. SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2025/003 Date: 8th January 2025, and BSE Circular No. 20250702-38 Date: 2nd July 2025

FY 2023-24: Status: NA. Report: NA.
FY 2024-25: Status: NA. Report: NA.

NA – Not Applicable, as the SEBI Registration is valid from 18-Sep-2025. Link: Not Applicable.

Disclaimers:

Investment in securities market are subject to market risks. Read all the related documents carefully before investing.

Registration granted by SEBI, membership of BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.